NISM VII Practice Quiz

Question 1

The primary objective of the NISM Certification Examination for Securities Operations and Risk Management is to:

Question 2

The workbook for the NISM-Series-VII: Securities Operations and Risk Management Certification Examination covers important aspects starting from:

Question 3

Reproduction of the NISM workbook content in any form without prior permission is:

Question 4

The updates made in the March 2025 version of the workbook are highlighted in:

Question 5

NISM is described as a leading provider of high-end professional education, certifications, training and research in:

Question 6

NISM engages in capacity building among stakeholders in the securities markets through:

Question 7

NISM certification programs aim at enhancing the quality and standards of professionals employed in:

Question 8

NISM certification examinations and CPE programs aim at ensuring professionals meet:

Question 9

NISM certifications have established knowledge benchmarks for various market products and functions such as:

Question 10

NISM certification examinations and training programs provide a structured learning plan and career path to:

Question 11

This workbook is intended to be useful to those who want to learn about the various functions of a broker’s operations and risk management in the:

Question 12

The contents of the NISM publication do not necessarily constitute or imply endorsement, recommendation, or favoring by:

Question 13

This publication is meant for:

Question 14

NISM and SEBI do not assume any responsibility for any wrong move or action taken based on the information available in this publication because:

Question 15

Before acting on or following the steps suggested in this publication, a user/reader should:

Question 16

Publishers of this material offer no guarantees and warranties of any kind to the readers/users of the information because:

Question 17

NISM and SEBI expressly disclaim any liability for errors or omissions in this information and material herein due to:

Question 18

NISM does not guarantee that all questions in the certification examination will be from material covered in this workbook, although the examination will be largely based on it. This is stated in:

Question 19

The workbook was reviewed by the Certification team of NISM in coordination with:

Question 20

The Examination Committee of NISM Series VII: Securities Operations and Risk Management Certification Examination consists of:

Question 21

NISM Certification Examinations and Continuing Professional Education (CPE) Programmes are being developed and administered as mandated under:

Question 22

The skills, expertise and ethics of professionals in the securities markets are crucial in:

Question 23

NISM seeks to ensure that market intermediaries meet a defined minimum common benchmark of required functional knowledge through:

Question 24

NISM Certifications create quality market professionals and catalyze:

Question 25

The NISM Certification Examination on Securities Operations and Risk Management seeks to create a common minimum knowledge benchmark for associated persons of a registered stock-broker/trading member/clearing member involved in:

Question 26

Associated persons involved in the following activities are covered by the NISM Series VII examination:

Question 27

Upon successful completion of the examination, a candidate should know the basics of the Indian securities market, including:

Question 28

The examination objectives include understanding:

Question 29

A candidate should understand upon passing the exam:

Question 30

The examination covers knowledge about the functioning of:

NISM VII Free Mock Test (Securities Operations and Risk Management, Series 7)

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