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    IWNPSL+537
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    Join 500+ candidates who cleared this exam

    Get the 630+ most important questions and answers to clear the NISM VI Depository Operations certification easily

    Easy explanations with every answer, so you understand the concept and can answer even the toughest NISM VI questions.

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    NISM VI
    Can a pledge be created for future date as the execution date? State Yes or No?

    How you’ll prepare

    01:24:36left
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    NISM VI

    Record Date for a Corporate Action is announced by:

    • AShareholders
    • BExchanges
    • CDepository

    Timed mock tests

    Exam-style papers on a running clock, with topic-level results after every attempt.

    68%Latest mock
    Score by mock+16
    Mock 1Mock 4

    Watch your score climb

    See how each mock compares with the last, so you know your prep is working.

    Introduction to the Indian…48%
    Introduction to Depository62%
    Depository and its Business…76%
    Functions of Depository…84%

    Find your weak areas

    Topic-level results show where to spend your next study session.

    NISM VI Formula Sheet

    Introduction to the…

    Introduction to Depository

    Depository and its…

    NISM VI Revision Notes

    Yes

    Pledgor BO has the facility to set up pledge requests with a future date as the execution date.

    Introduction to Depository

    Depository and its…

    Notes and formula sheets

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    What’s included

    Your mocks, study tools and support, in one prep pack.

    Mock tests6 tests
    • NISM VI mock test 1
      In the pack
    • NISM VI mock test 2
      In the pack
    • NISM VI mock test 3
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    • NISM VI mock test 4
      In the pack
    • NISM VI mock test 5
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    • NISM VI mock test 6
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    Notes2 PDFs
    • NISM VI Revision Notes
      In the pack
    • NISM VI Formula Sheet
      In the pack
    Performance analyticsTopic-level insights

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    Mock Test Series
    NISM VI
    Depository Operations
    Exam-level difficulty
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    This course includes:

    6 full-length mock tests
    Study notes & formula sheets (2 PDFs)
    Doubt solving on WhatsApp
    Performance analytics to identify weak areas
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    Syllabus covered

    13 sections · 58 topics · mock tests & practice

    Introduction to the Indian Capital Market4 topics
    • Introduction
    • Capital Market
    • Regulatory Environment
    • Regulators
    Introduction to Depository4 topics
    • Need for a Depository System
    • What is a Depository?
    • Legal Framework
    • Functions of a Depository
    Depository and its Business Partners3 topics
    • Depository Participants
    • Clearing Corporation (CC)
    • Issuers and Registrar and Transfer Agents
    Functions of Depository Participant - Account Opening9 topics
    • Introduction
    • Types of Account
    • Beneficial Owner Account
    • Clearing Member Account
    • Closure of Account
    • Freezing of Accounts
    • Changes in Client Details
    • Implementation of the framework for Accreditation of Investors
    • Mapping of Unique Client Code (UCC) with demat account of the clients
    Functions of Depository Participant - Account Operations4 topics
    • Introduction to Basic Services Demat Account (BSDA)
    • Operations of a Joint Account
    • Internet Based Depository Operations of NSDL
    • Internet Based Depository Operations of CDSL
    Functions of Depository Participant - Transmission and Nomination3 topics
    • Transmission of Securities
    • Nomination for Securities
    • Procedure for Transmission of Securities
    Functions of Depository Participant - Dematerialisation7 topics
    • Introduction
    • International Securities Identification Number (ISIN)
    • Dematerialisation Process
    • Rematerialisation
    • Conversion of Mutual Fund units represented by Statement of Account (SOA) into dematerialized form through a DP / De-statementization
    • Reconversion of Mutual Fund Units into Statement of Account Form (SOA Form) / Restatementization
    • Credit of units of AIFs in dematerialised form
    Functions of Depository Participant - Trading and Settlement7 topics
    • Introduction
    • Settlement of Off-Market Transactions
    • Settlement of Market Transactions
    • Interoperability
    • Procedure for Subscription and Redemption of Mutual Fund Units
    • Handling of Clients' Securities by Trading Members/Clearing Members settlement
    • Government of India notification regarding the Indian Stamp (Collection of Stamp Duty through Stock Exchanges, Clearing Corporations and Depositories) Rules, 2019
    Special Services - Pledge & Hypothecation4 topics
    • Introduction
    • Procedure for Pledge/Hypothecation
    • Recording of Non Disposal Undertaking (NDU) in the Depository System
    • Margin obligations to be given by way of Pledge/ Re-pledge in the Depository System
    Special Services - Public Offering / Corporate Actions4 topics
    • Concept of Corporate Actions
    • Important Terms
    • Procedure for Corporate Actions
    • Public Issue
    Special Services - Debt Instruments & Government Securities4 topics
    • Introduction
    • Certificate of Deposit (CD)
    • Commercial Paper (CP)
    • Government Securities
    Foreign Portfolio Investors (FPI)2 topics
    • Introduction
    • Eligibility criteria of FPI applying for FPI Registration to a Designated Depository Participant
    Investor Services3 topics
    • Introduction to Redressal of complaints through (SCORES)
    • Transfer of Shares to Demat Account of IEPF Authority
    • Online Resolution of Disputes in the Indian Securities Market (ODR)

    A few things before you start

    Choose the pack because it fits your preparation.

    How many mock tests do I get?

    You get 6 full-length mocks.

    Is this aligned with the official NISM Series VI syllabus?

    Our content targets the NISM Series VI Depository Operations exam. Always verify against the latest NISM workbook and examination notice.

    How long is my access valid?

    Purchased access is valid for 60 days from the date of purchase unless a different period is shown at checkout.

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    What is the validity after purchase?

    You receive 2 months of full access.

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