OneQuest
HomeFree MocksCoursesBlog
OneQuest

Master your exams with our comprehensive practice tests and learning platform.

Quick Links

DashboardCoursesCFA Level 1 Formula SheetCFA Level 1 GlossaryFinance Careers GuideBlogAnalyst Protocol

Free Mock Tests

CFA Level 1 Mock TestNISM VA Mock TestNISM VIII Mock TestNISM XA Mock TestNISM XB Mock TestNISM VI Mock TestView all free mock tests →

Support

care@onequest.in

Exam Courses

CFA Level 1NISM VANISM VINISM VIIINISM XANISM XBAll courses →

© 2026 OneQuest. All rights reserved.

PrivacyTerms & ConditionsCancellation & RefundShippingAboutContact Us

    Loading the page

    Loading...
    ASMPHM+548
    4.7 / 5
    Join 500+ candidates who cleared this exam

    Pass NISM IX in 14 days

    Easy explanations with every answer, so you understand the concept and can answer even the toughest NISM IX questions.

    Get my prep pack
    OneQuest / PracticeTry it here
    NISM IX
    In which issues shall the issuer accept bids using only ASBA facility?

    Hundreds of student success stories

    Ashish S.NISM IX candidate
    “Was prepping for IX while applying to IB roles so needed to clear it fast. Spent two weeks here, focused mainly on the IPO and primary market stuff. Cleared it and some of what I revised actually came up in interviews — useful beyond just the cert.”
    Read full reviewShow less

    “Was prepping for IX while applying to IB roles so needed to clear it fast. Spent two weeks here, focused mainly on the IPO and primary market stuff. Cleared it and some of what I revised actually came up in interviews — useful beyond just the cert.”

    Pankaj B.NISM IX candidate
    “I work in capital markets so IX was a firm requirement. Expected it to be surface-level but the merchant banking coverage actually went deeper than I thought. A few questions made me look things up again. Good depth.”
    Read full reviewShow less

    “I work in capital markets so IX was a firm requirement. Expected it to be surface-level but the merchant banking coverage actually went deeper than I thought. A few questions made me look things up again. Good depth.”

    Dinesh N.NISM IX candidate
    “Walked into the exam feeling prepared for once. Before this I was guessing what to study. The mocks made the gaps obvious.”
    Sunil K.NISM IX candidate
    “Helped me get the whole public issue process in my head properly. Lot of steps to remember and the practice helped.”
    Madhuri P.NISM IX candidate
    “Underwriting was my weak spot. Came here specifically for that and it helped.”
    Nilesh A.NISM IX candidate
    “Drilling specific sections separately was VERY helpful here.”
    Aparna R.NISM IX candidate
    “Some questions were genuinely tough! Loved it.”
    Hitesh M.NISM IX candidate
    “so many rules to remember for IX. the practice questions made them stick better than just reading.”

    How you’ll prepare

    01:24:36left
    1234567891011121314151617181920
    NISM IX

    Under ASBA facility, investors apply in __________ by using their bank account.

    • ABoth (a) and (b)
    • BPreferential Issues
    • CPublic Issues

    Timed mock tests

    Exam-style papers on a running clock, with topic-level results after every attempt.

    68%Latest mock
    Score by mock+16
    Mock 1Mock 4

    Watch your score climb

    See how each mock compares with the last, so you know your prep is working.

    Introduction to the Capital…48%
    Introduction to the Merchant…62%
    Registration, Code of Conduct…76%
    Issue Management – Important…84%

    Find your weak areas

    Topic-level results show where to spend your next study session.

    NISM IX Formula Sheet

    Introduction to the…

    Introduction to the…

    Registration, Code of…

    NISM IX Revision Notes

    All public issues

    In case of all, public issues, the issuer shall accept bids using only ASBA facility in the manner specified by the…

    Introduction to the…

    Registration, Code of…

    Notes and formula sheets

    Keep your references next to your practice and revise them between mocks.

    What’s included

    Your mocks, study tools and support, in one prep pack.

    Mock tests6 tests
    • NISM IX mock test 1
      In the pack
    • NISM IX mock test 2
      In the pack
    • NISM IX mock test 3
      In the pack
    • NISM IX mock test 4
      In the pack
    • NISM IX mock test 5
      In the pack
    • NISM IX mock test 6
      In the pack
    Notes2 PDFs
    • NISM IX Revision Notes
      In the pack
    • NISM IX Formula Sheet
      In the pack
    Performance analyticsTopic-level insights

    See your topic-level results and track your mock scores as you practise.

    WhatsApp supportDoubt solving

    Chat with our team for doubts, technical issues, or help choosing a plan. Chat on WhatsApp

    Mock Test Series
    NISM IX
    Merchant Banking
    Exam-level difficulty
    ₹499₹79938% off

    Limited-time offer

    This course includes:

    6 full-length mock tests
    Study notes & formula sheets (2 PDFs)
    Doubt solving on WhatsApp
    Performance analytics to identify weak areas
    Access valid for 2 months

    7-day refund

    Instant access

    Secure checkout

    Your first week is on us to prove it

    Take a mock. Try topic practice. Read the explanations. If the pack isn’t helping your prep, request a full refund within 7 days of purchase.

    Start with confidence

    Syllabus covered

    8 sections · 38 topics · mock tests & practice

    Introduction to the Capital Market6 topics
    • Introduction to Capital Market
    • Capital Market
    • Products in Indian Securities Market
    • Participants in Indian Securities Market
    • Regulators in Indian Securities Market
    • Role of Investment Banker in Private Equity
    Introduction to the Merchant Banking3 topics
    • Concept and Evolution of Merchant Banking
    • Merchant Banking in India
    • Regulatory Framework for Merchant Bankers in India
    Registration, Code of Conduct & General Obligations of Merchant Bankers in India5 topics
    • Introduction
    • Registration of Merchant Bankers
    • Code of Conduct for Merchant Bankers
    • General obligations and Responsibilities
    • Redressal of Investor Grievances and SCORES
    Issue Management – Important Terms1 topic
    • Understand the various terms related to Offering
    Issue Management – Process and Underwriting8 topics
    • Issue Management
    • Obligations Relating to Issues
    • Pricing of Issue
    • Underwriting
    • Issuance Conditions and Procedures
    • Minimum Subscription
    • Allotment, Refund and Payment of Interest
    • Post Issue Functions, Reporting and Compliance
    Issue Management – General Obligations of Merchant Bankers and Due Diligence5 topics
    • General Obligations of Merchant Bankers with regards to Issue Management
    • Preferential Issue
    • Qualified Institutional Placement
    • Rights issue
    • Indian Depository Receipts
    Other Merchant Banking Activities - Mergers, Acquisitions & Takeovers2 topics
    • Mergers, Acquisitions & Takeovers
    • SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
    Other Merchant Banking Activities - Disinvestment, Buyback of Equity Shares8 topics
    • Disinvestment
    • Role of Merchant Banker in Buyback of Equity Shares
    • Role of Merchant Banker in Delisting of Shares
    • Role of Merchant Bankers in Issue and Listing of Debt Securities
    • Role of Merchant Banker in Share Based Employee Benefits
    • Role of Merchant Banker in cases where exit opportunity is required to be given to dissenting shareholders
    • Role of Merchant Banker in Issue of Securities by Small and Medium Enterprises (SME)
    • Role of Merchant Banker in Alternative Investment Funds

    A few things before you start

    Choose the pack because it fits your preparation.

    How many mock tests are included?

    You get 6 full-length mocks.

    What is the validity after purchase?

    You receive 2 months of full access. Most students finish prep in 7–10 days.

    Can I access the platform on mobile?

    Yes. It works smoothly on both mobile and desktop.

    What if I need help while preparing?

    Expert support is available for doubts, explanations, and concepts.

    What if I don't like it?

    You're covered with a 7-day money-back guarantee.

    Make your next
    study hour count

    Get my NISM IX prep pack
    7-day refundInstant access
    NISM IX Prep Pack
    ★★★★★4.7 (551 ratings)
    ₹499All inclusive